Network Essentials

IT for Financial Services

IT Services for CPA Firms, RIAs & Family Offices in Charlotte, NC

Your clients trust you with their finances. Regulators expect you to protect every record. Network Essentials delivers managed IT and cybersecurity built for accounting firms, registered investment advisors, and family offices — so you stay secure, compliant, and productive through your busiest seasons.

Schedule Your Free IT Audit Call (704) 206-8900

The Stakes Are Higher in Financial Services

Financial firms are a top target for cybercriminals — and one of the most heavily regulated industries in the country. Generic IT support isn’t enough.

Compliance Pressure

The FTC Safeguards Rule now requires CPA firms to maintain a written information security plan (WISP). RIAs face SEC cybersecurity exam scrutiny. One gap can mean fines, failed audits, or lost licenses.

Wire Fraud & Phishing

Business email compromise and fraudulent wire requests hit financial firms harder than any other industry. A single spoofed email can cost a client — and your reputation — hundreds of thousands of dollars.

Zero Tolerance for Downtime

When tax season or quarter-end hits, every hour of downtime is billable work lost and deadlines at risk. Your systems, applications, and client portals have to work — every time.

Specialized IT Support for Every Type of Financial Firm

CPA & Accounting Firms

  • FTC Safeguards Rule / WISP compliance support
  • Expert support for tax & accounting applications (Lacerte, ProSeries, UltraTax, CCH, Drake, QuickBooks)
  • Guaranteed responsiveness during tax season
  • Secure client portals & encrypted file exchange

RIAs & Wealth Managers

  • SEC & FINRA cybersecurity readiness
  • Email archiving & retention for books-and-records requirements
  • Secure remote access for advisors on the move
  • Vendor due-diligence documentation for custodians & auditors

Family Offices

  • White-glove, discreet support for principals & staff
  • Privacy-first security for high-net-worth data
  • Protection against targeted phishing & impersonation
  • Secure collaboration across residences, advisors & entities

What You Get with Network Essentials

Fully Managed IT

Proactive monitoring, patching, and helpdesk support for a flat monthly fee — so issues get fixed before they interrupt client work. Learn more

Cybersecurity & Compliance

CISSP-led security: multi-factor authentication, endpoint detection, email security, security awareness training, and the documentation regulators ask for. Learn more

Backup & Disaster Recovery

Encrypted, tested backups of client files, tax returns, and email — with a recovery plan that gets you working again in hours, not weeks. Learn more

Cloud Solutions

Secure Microsoft 365 and cloud hosting for tax and portfolio applications, so your team works from anywhere without sacrificing security. Learn more

24/7 IT Support

Real engineers answer around the clock — including nights and weekends when deadlines don’t wait. Learn more

Co-Managed IT

Already have internal IT? We add security depth, compliance expertise, and after-hours coverage to your existing team. Learn more

Why Charlotte Financial Firms Choose Network Essentials

  • Regulated-industry experience. We build IT environments around FTC Safeguards, GLBA, SEC, and FINRA expectations — not generic checklists.
  • Audit-ready documentation. Policies, risk assessments, and evidence your examiners and insurers actually accept.
  • Local & responsive. Charlotte-based engineers who can be on-site when it matters, backed by 24/7 remote support.
  • Proactive, not reactive. We prevent problems instead of billing you to fix them.
Schedule Your Free Consultation

Recognized Nationally, Trusted Locally

Named a Top 500 Managed Service Provider for 2025

24/7Live support
CharlotteLocal, on-site help
CISSPCertified security leadership

Frequently Asked Questions

Can you help our CPA firm comply with the FTC Safeguards Rule?

Yes. We help accounting firms build and maintain a written information security plan (WISP), implement required controls like MFA and encryption, run risk assessments, and produce the documentation the rule requires — so you’re prepared if the FTC or your insurer asks.

Do you support tax and accounting software?

We support the applications CPA firms rely on every day — including Lacerte, ProSeries, UltraTax, CCH Axcess, Drake, and QuickBooks — along with the servers, cloud hosting, and networks they run on.

How do you help RIAs prepare for SEC cybersecurity exams?

We implement the technical controls examiners look for — access management, MFA, endpoint protection, email archiving, incident response planning — and maintain the written policies and evidence to demonstrate them.

What makes IT for family offices different?

Family offices face targeted, personal attacks — spear phishing, impersonation, and attempts on principals’ personal accounts and homes. We deliver discreet, white-glove support with privacy-first security that extends beyond the office to residences and traveling staff.

What does managed IT for a financial firm cost?

Most firms pay a predictable flat monthly fee based on user count and compliance requirements. Start with a free IT audit — we’ll assess your current environment and give you a clear, no-obligation proposal.

Protect Your Clients. Satisfy Your Regulators. Get Back to Work.

Start with a free, no-obligation IT audit. We’ll show you exactly where your firm stands on security and compliance — and what it would take to fix the gaps.

Schedule Your Free IT Audit

Or call (704) 206-8900  •  info@tneus.com